COMPASS Jurisdiction, Venue & COL Abbreviations (in order of appearance): @ = Complaint ..............................................................Fed - federal ..............................................................Ct = court ..............................................................SMJ = Subject matter jurisdiction ..............................................................IPJ = In personam jurisdiction ..............................................................BTW = by the way ..............................................................LAS = Long-arm statute ..............................................................COL = Choice of Law ..............................................................DP = Due Process
JURISDICTION: .....Subject Matter (SMJ) Source = Constitution Art III (Judicial branch) & implementing federal statutes eg, 28 USC 1331 Federal Question SMJ ..................................................................................................................................................................& 28 USC 1332 Diversity SMJ ..........Federal Question SMJ ................* 4 corners of SMJ = (1) Federal Question SMJ; (2) Diversity SMJ; (3) Supplemental SMJ; and (4) Removal (state to fed ct) SMJ. ................* P's complaint must properly be the basis of federal question SMJ---not the D's defense (the Fed defense may be asserted in state court) (Mottley) ................* Para. 1 of the Complaint (as we'll see in Pleadings): What statute is P suing under & Does D's conduct allegedly fall within the terms of that statute? ................* Case may also arise directly under US Constitution when there is no applicable statute. (Re my final exam & bar exam: "Don't hold your breath.") OR ...................certain matters arising under International Law (let's not go there---the Int'l Law prof told me I already have enough mat'l with which to confuse you). ..........Diversity SMJ ................* Element #1---Domicile: no P and no D same state (Mas). Where's a corporation domiciled? (Judicial Code) ................* Element #2---Amount in controversy: > 75k (legal certainty test favors P) [AFA Tours]. What's "injunctive relief?" How is it valued for this purpose? ................* Sidebars: Academic Week 2 Multiforum Jurisidcition Act & Week 13 Class Action Fairness Act ..........Supplemental SMJ ................* Part of fed @ does not satisfy either Fed Quest or Diversity. Should the same case thus be heard by both state and federal court? ................* Common nucleus b/t fed & non-fed allegations ................* Evidence overlap, if case were to be heard in both state & fed courts ................* Note--applies to both Fed Question and Diversity cases (Owen v. Kroger) ................* Gibbs = pendent claim---which claim(s)? ................* Aldinger = pendent party (what D could not be independently sued in fed ct?) Ignore the Aldinger/Owen web diagram if yer feeling comfy. ................* Owen = ancillary claim and party (who's that?) ................* Allapattah = if 1 P > 75k, others can piggyback (applies to both class actions and smaller individual actions) ..........Removal SMJ ................* Concurrent SMJ: P choice state or fed. If P chooses state ct, D can remove to fed ct. ................* Exception: resident D cannot remove on basis of diversity.
.....Peronal Jurisdiction (IPJ) ...Source = fed constitutional Due Process clause .....Jurisdiction over defendant: ..........Long-arm Statute.. (Step #1 = state statutory construction) (two types of LAS) [this comes later in the book] ...............Gray: What is the key word in the state LAS? ..........Minimum Contacts (Step #2 = federal Due Process check) ...............Pennoyer---Hess---Intl Shoe progression. Without #1 & #2, you'll never understand #3 (Intl Shoe) ..........BTW -> What is service of process? How do you serve an agent under Rule 4 [Nat'l Equip & Hellenic Challenger]? .......Jurisdiction over defendant's property (e.g., can't find her to serve with process) ..........D's Property (IPJ in disguise) ................Balk: What was the "property" that was seized within the MD forum? Nite that it travelled to all jurisidictions through which debtor Harris travelled. ..........................To whom did this "property" belong? ................Shaffer: "mere presence alone" of D's property in the forum no longer = automatic "rem" (thing) jurisdiction. ..........................The rules makers later added the FRCP 4n requirement that to proceed against D's ...............................property, P has to first address what efforts were undetaken to achieve IPJ via service on the D. .............Jurisdiction in a Nutshell: click here (schematic will work for some, but not for all) .....Due Proc applications for all of above: .........."Notice" (best practical under circumstances) [Mullane], "and" .........."Opportunity" (D must be able to prevent deprivation before court order) [Fuentes] Note: exigent circumstannces exception.] VENUE ...........Venue = where filed/place trial. (Default rule: where D resides or claim arose) & for corporation, where P can obtain IPJ over D. [28 USC 1391] ................BTW, what is a "local" action?.[Reasor-Hill] Why does it matter? The basic distinction is that in some jurisdictions (vintage rule), if claim involves real property it's a local action. .....................................................................................................................Modernly, only title to real property is a local action. Anything else = transitory. Sue D where can find, ......................................................................................................................................................................................................aka per 1391 general federal venue statute. ..........Transfer, per 28 USC 1404(a). (D motion "better place for trial," e.g., access disxcovery and trial evidence). ...................................................Step #1: Hoffman "where it might have been brought" [end of USC 1404a] ................................................................Step #2: Piper Aircraft "convenience factors" [beginning of USC 1404a] COL = Choice of Law or Governing Law ..... Substantive Law (Fed Quest case = fed substantive law & Diversity = state substantive law) ...........State substantive law applies in a diversity-based federal case. (What is "substantive" law? Doesn't the US SCt essentially say that this difference does not matter? Is too theoretical?) ...........Erie-Klaxon rule is easy to apply...now for the tough and testable part of this material in this class, on most state bars, and in practice: ......Procedural Law (state & fed procedure arguably differ in a significant way) ............FIRST: There is only one testable scenario -> (a) federal judge, (b) exercising Diversity jurisdiction, (c) having to choose b/t state and federal procedure. .........................(If FQ jurisdiction, fed subst law applies.) ...........York = "Outcome Determinative" test-> Is the difference b/t st & fed procedure a big deal on the facts of the particular case? ...........Bryd = If no strong competing fed interest, then "balance" respective st-fed interests to see which system cares most abt applying its procedural law. .......... Hanna = Is there an F.R.C.P. "on point"? [Hanna] .........................(i.e., if a 1 or 2 digit F.R.C.P. applies, then it's on point & thus ncontrols, w/o regard to inconsistent state law) .......... Is there a "fed rule civil procedure" not in the F.R.C.P. that could apply---and thus not "on point" in the Hanna sense? .........................("balance"-> which system greatest interest based on facts of particular case) [Byrd] .........COL in a Nutshell: click here ..Last rev: 10/05/09