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........................................................Chapter 9: Prior Adjudication
.................................................................A. Stare Decisis .
1. Binding or Persuasive Authority
p. 899:
See also Sarti v. Salt Creek Ltd., 167 Cal.App.4th 1187, 1193,
85 Cal.Rptr.3d 506, 510 (2008) (calling Auto Equity Sales "a
case that ought to be covered in the very first weeks of every
legal research and writing class in any California law school").
"There is no exception for Supreme Court cases of ancient
vintage." Mehr v. Superior Court, 139 Cal.App.3d 1044, 1048
n. 3, 189 Cal.Rptr. 138, 140 (1983). "There is also no exception
for Supreme Court cases of more recent vintage where the court's
composition has changed." People v. Haynes, 61 Cal.App.4th
1282, 1298, 72 Cal.Rptr.2d 143, 153 (1998).
p. 900, end of first paragraph: However, one Court of Appeal panel will "ordinarily
follow the decisions of other districts without good reason to
disagree." Mega Life and Health Insurance Co. v. Superior
Court, 172 Cal.App.4th 1522, 92 Cal.Rptr.3d 399 (2009).
....................................................................B. Res Judicata
1. Claim Preclusion
p. 928, Note 3:
(c) The California Supreme Court decided that the Hernandez
estate and family could not sue the defendant city and police
officers in state court on state law claims after the plaintiffs
lost on their federal causes of action in federal court. Certain
state law causes of action were barred as a matter of issue preclusion
and others were barred under the substantive law. The Court did
not address the primary rights question, however. Hernandez v.
City of Pomona, ___Cal.4th___, ___ Cal.Rptr.3d ___, ___ P.3d
___, 2009 WL 1475256. See also discussion below re: p. 950, Note
6.
(e) A jury found by special verdict that a company selling
celebrity memorabilia used the name of the plaintiff without
his consent on 14,060 certificates opining to the authenticity
of various collectible autographs and memorabilia. By knowingly
and without authorization using the plaintiff's name to sell
these goods, is the defendant liable to the injured party for
one or 14,060 violations of his primary right to protect wrongful
appropriation of his name? Miller v. Collectors Universe, Inc.,
159 Cal.App.4th 988, 72 Cal.Rptr.3d 194 (2008).
(f)
In March 2000, Richard Boeken brought an action against Philip
Morris USA, Inc., alleging that its cigarettes caused Mr. Boeken's
terminal lung cancer. While Mr. Boeken's lawsuit was pending,
Mrs. Boeken brought a separate action under common law against
Philip Morris seeking damages for loss of consortium. She alleged
that Mr. Boeken, as a result of his illness, was "unable
to perform the necessary duties as a spouse" involving "the
care, maintenance and management of the family home" and
that plaintiff suffered a "loss of love, affection, society,
companionship, sexual relations, and support" and that he
would "not be able to perform such work, services, and duties
in the future." Mrs. Boeken later voluntarily dismissed
her loss of consortium claim with prejudice. After Mr. Boeken
died from lung cancer, Mrs. Boeken filed an action under California's
wrongful death statute for "[g]eneral damages for the loss
of love, companionship, comfort, affection, society, solace,
and moral support" that she suffered as the result of her
husband's death. Does Mrs. Boeken's wrongful death action involve
the same primary right as her prior loss of consortium action?
Boeken v. Philip Morris USA, Inc., 159 Cal.App.4th 1391, 72 Cal.Rptr.3d
454, review granted and opinion superseded, 77 Cal.Rptr.3d 163,
183 P.3d 1146 (2008).
2. Issue Preclusion
p. 931: Another opinion thoroughly discussing
the policies supporting the application of issue preclusion is
Murphy v. Murphy, 164 Cal.App.4th 376, 78 Cal.Rptr.3d 784 (2008)
(probate of estate).
.....* p. 931: Another Court of Appeal went on to
explain:
The concept of privity for the purposes
of . . . collateral estoppel refers to "a mutual or successive
relationship to the same rights of property, or to such an identification
in interest of one person with another as to represent the same
legal rights and, more recently, to a relationship between the
party to be estopped and the unsuccessful party in the prior
litigation which is sufficiently close so as to justify application
of the doctrine of collateral estoppel." This requirement
of identity of parties or privity is a requirement of due process
of law.
Nein v. Hostpro, Inc., 174 Cal.App.4th
833, 845, 95 Cal.Rptr.3d 34, 45 (2009) (quotations omitted).
p. 937, Note 2:
Only a default judgment may have preclusive effects. A mere entry
of default by the clerk does not. Ferraro v. Camarlinghi, 161
Cal.App.4th 509, 75 Cal.Rptr.3d 19 (2008).
p. 938, n. 4:
One example of how the reach of issue preclusion has greatly
expanded is the holding that, if the elements required for application
of issue preclusion are present, the doctrine precludes relitigation
of any issues finally resolved as part of a class certification
determination in a prior proceeding. This applies whether the
second putative class action lawsuit is pursued by the same named
representative or someone in privity with the original, unsuccessful
putative class representative. In Johnson v. GlaxoSmithKline,
Inc., 166 Cal.App.4th 1497, 83 Cal.Rptr.3d 607 (2008), the Court
of Appeal carefully applied this doctrine and found that a second
putative class action lawsuit was not precluded despite two rulings
to the contrary in federal court. (This case is an excellent
review of class action and res judicata principles in a complex
factual setting.)
p. 939, Note 4: Other districts of the Court of Appeal
have agreed with Newport Beach Country Club that the modern rule
of the Restatement of Judgments 2d § 27 should be followed
in California. Zevnik v. Superior Court, 159 Cal.App.4th 76,
70 Cal.Rptr.3d 817 (2008). In a thorough opinion reviewing a
host of authorities, Zevnik avoided the conflict with the nineteenth
century state Supreme Court precedent by noting that it had addressed
only a question of claim, not issue, preclusion. Thus, Zevnik
held that the appellate court judgment entitled to issue preclusion
incorporates the determinations made by the trial court in support
of the appellate court's stated ground of decision. Issue preclusion
does not extend to any trial court determinations made in support
of alternative grounds for its decision that were not reviewed
by the appellate court. Accord, People ex rel. Brown v. Tri-Union
Seafoods, LLC, 171 Cal.App.4th 1549, 1575, 90 Cal.Rptr.3d 644,
664 (2009) ("modern case law has effectively dissipated
the strength and viability" of the older precedent).
p. 949, Note 4:
For a case carefully applying federal and state rules of claim
and issue preclusion, see Burdette v. Carrier Corp., 158 Cal.App.4th
1668, 71 Cal.Rptr.3d 185 (2008)...
p. 950 n. 5:
See also Consumer Advocacy Group, Inc. v. Exxon Mobil Corp.,
186 Cal.App.4th 675, 86 Cal.Rptr.3d 39 (2008) (applying rule
that the first final judgment renders the matter res judicata
in the second court, even if the judgment is rendered in the
action which was filed later in time).
p. 950, Note 6:
Assume that a federal court specifically declines to exercise
supplemental jurisdiction over claims brought under state law,
but proceeds to adjudicate federal claims. In accord with Court
of Appeal in Koch, the California Supreme Court has held that
even if there is no claim preclusive effect, adjudication of
federal claims still will have an issue preclusive effect in
any subsequent action in state court. Hernandez v. City of Pomona,
___Cal.4th___, ___Cal.Rptr.3d___, ___P.3d___, 2009 WL 1475256.
.....The
note in the casebook went on to observe that the Koch opinion
thought that the result should change (i.e., that claim preclusion
should apply) if the federal claims were adjudicated through
a full trial on the merits after the federal court had declined
to decide the supplemental state claims. In Hernandez, this question
was raised in the petition for review, but was not addressed
by the majority's opinion. Only Justice Corrigan, concurring,
wanted to reach the question. Her position was that defendants
and state courts should not be required to relitigate the facts
and parse the federal record for precluded issues in every case
where a federal court retained supplemental jurisdiction of state
claims, then dismissed them after trying a claim under 42 USC
§1983. She would hold that under the primary rights doctrine,
the plaintiffs should be barred because they elected to litigate
only the federal claims in federal court when they could have
tried all the claims in a single proceeding in state court. No
other justice engaged her on this question. Hernandez, ___Cal.4th
at ___, ___Cal.Rptr.3d at ___. |