A NOTE ON BALLOONS AS A PRECURSOR TO
AIRBORNE FORWARD AIR CONTROLLERS


The US first used balloon observers in the US Civil War.  In 1907 and 1908, the Signal Corps renewed its experiments in balloon photography, begun in 1893.   In 1908, the Army Signal Corps established a balloon plant at Fort Omaha, Nebraska. In 1908, experiments were also conducted with radio receivers in balloons, proving the ability to receive messages in Nebraska from as far away as Washington.

On November 11, 1916, Capt. Charles deF. Chandler, a former balloonist, was relieved as Director of the Signal Corps School at Fort Leavenworth, and was ordered to Fort Omaha via Washington, to set up a balloon school.  He arrived in Omaha on 16 November (or so says the history; maybe it was December), and on 20 December, the organization was designated the US Army Balloon School.

The Balloon School provided a four-month course in operating captive and free balloons.1   During the first world war, the Army set up two more schools to train personnel in the various skills needed for balloon observation operations.2

My grandfather, Joseph S. Batt, was a balloon pilot (or rather, observer) in the Aviation Section of the Army Signal Corps during WWI.  After completing Officer Training at Camp Upton on Long Island in May, 1917, he attended the Balloon School Officers' Course at Fort Omaha, learning motors, gases, telephony and balloon construction, and presumably earning balloon pilots' wings.  He was shortly thereafter designated an Aerial Observer, and was an instructor in cordage on the Balloon School staff at Fort Omaha.  He apparently served as an inspector for the Army Bureau of Aircraft Production, assigned at the Connecticut Aircraft Company, a manufacturer of lighter-than-air ships at New Haven, Connecticut.  In July, 1918, as a second lieutenant, he was transferred to Camp John Wise, in San Antonio, where he was promoted and assigned as Officer In Charge of the Cordage and Fabric Schools and CO of the 68th Balloon Company.  He was discharged from active duty in March, 1919 and in August, 1919 was commissioned with the rank of first lieutenant in the reserves for 5 years.3
 
 


1Lt. Joseph S. Batt, Balloon Observer
Aviation Section, U.S. Army Signal Corps

 

US Army Signal Corps Aviation Section balloon observer's wing and balloon pilot's wings, circa 1918


The Observation balloons used by the U.S. Army in World War I were very dangerous.  Balloons definitely allowed observation and direction of fire/movement from a height, solving the age-old problem of how to see what the enemy was doing behind the next hill.  Reaching altitudes up to 5,000 feet, balloons were an immense improvement over ladders and towers, treetops or steeples, or observation points exposed on the obvious top of a hill.  However, the visibility of the balloon to the enemy and the vulnerability of its ground base to enemy artillery fire meant that it had to be placed miles behind the front line, and away from other installations.  Also, the balloon had to be placed out of the trajectory of the artillery fire that it might be used to direct.  Thus, balloon observers weren't actually forward observers or forward air controllers.  (I think I've read of balloonists who flew -- untethered, obviously -- across salient enemy positions, but that couldn't be routine.)  The term "forward observer" was an artillerist's term for the guy who simply got closer to the front line than the officers observing from the battery's base of fire.  While some ground-based observers actually got ahead of the friendly front line, it was the airplane that allowed routine observation and fire direction from over/ahead of the line of battle.

Radio was probably the other invention that allowed the forward air controller to actually work from above/ahead of the battlefield.  Observers in tethered balloons communicated via telephones.  Prior to the development of lightweight airborne radio transmitter-receiver sets, the aerial observer who spotted something had to fly back over "friendly" lines and drop message containers, putting a time lag between observation and fire direction.  It also made communications easier when radio technology went beyond the stage where aircraft had to communicate with morse code; Radiotelegraphy did get through more reliably, with lower power requirements than radiotelephony, and it was widely used for aircraft communications well into World War II (and continued to be the mode of choice at times, up through the Korean War period).  Also, through the 1950s, aircraft radios were limited by the need for a resonant crystal for each discrete frequency to be used.  Modern FACs were fortunate to be able to simply dial in any required freq to talk with air traffic control, command posts, strike flights or friendly units.

1. Hennessy, Juliette A.: The United States Army Air Arm: April 1861 to April 1917, Office of Air Force History, Washington D.C., 1985.  pp 15, 163.
2.  US Air Force Museum: Balloon Section web page <http://www.wpafb.af.mil/museum/history/ww1/ww1-9.htm>

3.  Documents in my personal collection.

Created May 15, 2001;  Updated most recently on July 12, 2001.  Copyright reserved, Jim Gordon <CoveyIntel@WorldNET.ATT.net>