Immigration and Ships Passenger Lists
Research Guide
Section 8.0 - Last updated May 4, 2005
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Section 8.0 - NATURALIZATION RECORDS
8.1 Naturalization - Before
1906
8.1.1 Naturalization
Requirements and Records - Before 1906
8.1.2 Locating
Naturalization Records - Before 1906
8.2 Naturalization - After 1906
8.2.1 Naturalization
Requirements and Records - After 1906
8.2.2 Locating
Naturalization Records - After 1906
8.3 Naturalization
Records on the Internet
8.3.1 General Information
& Databases on the Internet
8.3.2
Local NY/NJ Naturalization Databases on the Internet
Introduction - Naturalization records provide a way to
find arrival information for immigrant ancestors. Recent
naturalization records (those issued after 1906) also contain other
significant genealogical information. Generally, citizenship was
required to own land, serve in public office, or to vote.
Therefore, many immigrants did become naturalized..
To become a citizen, the alien immigrant had to first apply at a
court for a Declaration of Intention (first
papers). Later
he would apply for the Petition for Naturalization (second or
final
papers). Then, the Naturalization Certificates themselves, were
issued
to the naturalized citizens upon completion of all citizenship
requirements. This process took several years to complete
as discussed below. The records that are filed in the
courts (and those that you may search
for) are the Declaration of Intentions and the Petition for
Naturalization. The Naturalization Certificate was given to the
naturalized citizen and
you may only find it in your ancestor's personal effects.
8.1 Naturalization -
Before 1906
8.1.1 Naturalization Requirements and Records - Before 1906
Following the Revolutionary War (1776), all white residents of European
descent that were born in the colonies or loyal to the Revolutionary
cause became citizens. It was not until 1790 that the first
statute regulating naturalization of aliens was enacted. But, the
first definitive statute that became the basis for naturalization for
the next century was enacted by Congress on 29 January 1795.
These naturalization provisions included:
- Alien must be a free white male - 21 years or older
(Single women over 21 years could also apply for citizenship)
- Alien must have been resident in the United States for 5
years to file for the Petition for Naturalization
- Alien must have been resident in the state where naturalized for
1 year (Changed to 6 months in 1940)
- Alien must first have filed his Declaration of Intentions at
least three years (changed to 2 years in 1824) before filing for the
Petition
for Naturalization.
- Wives and minor children automatically became citizens when the
husband/father was naturalized.
Revisions were made to the 1795
statute from time to time.
However, the general provisions of this statute existed until
1906. The most significant revisions made during this time were:
- From 1824 a child, who was under 18 years when he arrived, could
be naturalized without filing a Declaration of Intention (One paper
naturalization) when he reached age 21, was a resident of the U.S. for
5 years, and was resident of the state for 1 year.
- Alien Wives became citizens upon marriage to a US citizen
husband, or
upon their husband’s naturalization since February 10, 1855 until 1922
(when a women’s citizenship was separated from their husband’s.)
- After 1862, honorably discharged veterans of the U.S. Army who
served
during wartime, and was resident in the US for at least one year, could
be naturalized without filing Declaration of Intention (Extended to
Navy and Marine Corps in 1894). The Act of May 9, 1918 provided
for
the immediate naturalization of an alien in Service during WWI.
They
were naturalized in military camps or nearby courts without declaration
of intention, certificates of arrival, nor proof of residency.
- In 1868, the 14th Amendment to the Constitution provided for
blacks to automatically become citizens.
Under the provisions of these first naturalization acts, an individual
could file his papers at any common law court of record. These
courts could be at the local, state or federal level. Each court
had its own procedures and in the absence of standardized
naturalization forms, federal, state, county, and other minor courts
created their own naturalization documents that varied greatly in
format.
Note that an alien did
not have to file the Petition for
Naturalization in the same court that he filed his Declaration of
Intentions. (For example, my grandfather filed his Declaration of
Intentions in the Hamilton County, Ohio court. His Naturalization
Petition was filed in the Court of Common
Pleas in the City of New York).
Generally, most pre-1906 Petitions for Naturalization papers
contain little information of biographical or genealogical value.
In the majority of these early papers, only the name of the individual,
his or her native country, and the date of the naturalization are
given. However, the Declaration of Intentions in a number
of these pre-1906 papers contain useful information including;
- The country of origin,
- The port of arrival,
- The port of embarkation, and
- The date of arrival in the United States.
Note that the content of the Declaration of Intention forms
varied from one county to another and from one court to another,
resulting in a significant percentage of the first papers created
before 1906 containing only some of this information. Also,
remember that the information on these documents may not be exact, but
this information can be valuable in locating your ancestor on the
passenger lists. Probably the stated port of arrival is correct,
but if you fail to find your ancestor on the passenger list for
the exact date of arrival as stated on the Declaration of Intentions,
search the lists for a few months before and after that date.
8.1.2 Locating Naturalization Records
-
Before 1906
To begin the search for an immigrant's origins, learn as much as you
can about that person, including full name, approximate birth date,
native country, approximately when that person came to the United
States, and where that person lived after his or her arrival in the
United States.
Naturalization records were kept at the court which
issued
those records. You may find Declarations of Intention and
Petitions
for Naturalization that were filed in state or local courts in the
County
Clerk's office closest to the immigrant's place of residence.
However,
these records may now be located at the county or state
archives.
Some, such as for the New England States are at the National Archives.
Naturalization records that were filed in United States District
or
Circuit Courts are in the custody of the Courts or the National
Archives,
and are stored at one of the Regional Archives or Federal Records
Centers.
For example, the National Archives Regional Office in New York has
naturalization
records filed in local, state and federal courts located in New York
City
(1792-1906) and in District Courts including those in New
Jersey.
Naturalization Records by
Repository - New York and New Jersey
Table 1 lists
the present location of the
naturalization records for most of the courts for New York and New
Jersey.
You can contact these courts to locate the naturalization records.
These records have been indexed by the WPA. Note that
the
information on the Index Cards are arranged using the Soundex system
and
includes the following:
Name of the Individual
Name and Location of the Court,
Volume (or Bundle) and the Page (or Record) (This
information is needed to locate the copy of the actual record)
1. ) You may want to start your search for the
Declaration
of Intentions in the area where the alien lived shortly after
arriving
in the U.S. If you fail to find that, you should search for
the
Petition for Naturalization in the cities or counties where he
subsequently
lived. (Sometimes, the Declaration of Intentions will be
"attached"
to the Petition on the microfilm records). To search for
these
records, you should know your ancestor's year of naturalization, so you
may
therefore know where he lived and thus the locality of the court where
he
filed his papers. The year of naturalization may be found in
the
1920 census records as discussed in Section 2.0 of this Guide.
2.) The LDS Family History Library has microfilms
of
many of the indexes to the naturalization records and
naturalization
records themselves. Unless you are near the court where the
records
may be stored, it may be the best place to start your research.
To
locate these records in the LDS catalog,
use the Place search and look under [County][State]
- Naturalization and Citizenship
Note: There are separate
indexes to the declaration of intentions and to the naturalization
petitions. You may want to initially search for the
declaration of intentions. If you fail to find that document,
search for the naturalization petition. You may find a copy
of the declaration of intentions attached to the Naturalization
petition if the declaration of intentions had been filed in a different
court.
3.) You may call or send a letter to the local county
courthouse,
State Archives, or NARA. Provide as much known information as
possible
to help in locating the documents.
Beware! Many clerks at the
local courthouses either do not know about the existence of the
naturalization records
in their buildings, or are uncooperative. They may indicate that
the
records were moved, etc. Persevere in your search!
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8.2
Naturalization - After 1906
<>8.2.1 Naturalization Requirements and Records - After 1906
An act of Congress of 29 June 1906 created the Bureau of Immigration
and Naturalization, which later became the Immigration and
Naturalization Service (INS).
Note
that the INS is now the Bureau
of Citizenship and Information Services
-BCIS.
This provided for the first uniform
rule for naturalization throughout the U.S. All courts had to use
standardized Declaration of Intentions, Petition for
Naturalization, and Certificate of Naturalization forms
which contain much information of genealogical value.
>
The requirements for naturalization as stated earlier remained
generally unchanged until 1918. An act in that year provided that
any alien serving
in the military and naval service during World War I could file his
Petition
of Naturalization without making the Declaration of Intentions
and
without proof of the required five years residency in the U.S. (These
servicemen
were naturalized at military posts or nearby courts rather than at
their
legal residences.) Laws enacted
in 1919, 1926, 1940, and 1952 continued various preferential treatment
provisions
for veterans.
Then, in 1922, women at least 21 years old became eligible for
citizenship, regardless of their marital status. By this act,
women could not become
a citizen by virtue of her marriage to a citizen.
Again, there were a number of changes to the naturalization laws as
listed below
<>
The Naturalization Process - 3 steps to become a citizen
STEP 1 - Alien filed Declaration of Intention
STEP 2 - Alien filed for his Petition for Naturalization no
more than 7 years after filing the Declaration of Intention
• Petitioner
was allowed to change his name at this time
• Both names would be included
on the
Petition
STEP 3 - Certificate of Naturalization given to
new citizen when all citizenship requirements were met
>
The Declarations of Intention produced after 1906 may have
the following
information:
- Alien's Name, Marital Status, Address, and Occupation
- Alien's Birthplace, Nationality, Country from which emigrated,
and Last Foreign Residence
- Alien's Birth Date or Age and a Personal Description (sex,
complexion, eye color, hair color, height, weight, visible distinctive
marks)
- Port and Date of Entry and Name of Ship
The Petition for Naturalization produced after 1906 may have
the same information as listed above for the Declaration of
Intentions. Other information may include:
- Length of time in the United States and the date of the
Declaration of Intention
- Photograph (after 1929)
Additionally, if the applicant was married, the following information
may be on the form:
- Name of Spouse, Marriage Date, Marriage Place, Birthplace of
Spouse, Birth Date of Spouse, Date and Place of Spouse's entrance to
the United
States, and the Current Residence of Spouse
- If the spouse is a naturalized citizen, Where and When the
Naturalization took place
- Number of Children born to him or her, and the Date and Place of
Birth of each. If not born in the U.S., where and when their
lawful admission for permanent residence in the United States took
place.
The signature of the applicant completes the first section of the
Petition. The second part of the Petition consists of Affidavit of
Witnesses, including names of witnesses, their addresses, and sworn and
signed statements of their
knowledge of the applicant. These Petitions of Naturalization were
completed
with a signed Oath of Allegiance.
The Certificate of Naturalization were issued to
naturalized citizens upon completion of all citizenship
requirements Most Certificates of Naturalization contain
only the name of the individual, the name of the court, and the date of
issue. However, the amount of information on these certificates varied
from year to year and much additional information may be found on them.
Chronology of events: After
1906
1906 -Naturalization Act provided for Uniform Rules &
established
the Bureau of Immigration & Naturalization
• Mandated standardized forms
-
3 copies made
One Copy forwarded
to
the INS
One copy given
to
applicant
One copy
stayed
at Court
• Passenger Lists were checked to
confirm
date of entry (after 1911)
1907 - Marriage determined women’s nationality
• U.S. born
citizen
women lost citizenship if she married alien
1918 - Military Naturalizations
Immediate
naturalization
of an alien in Service during WWI
1922 - Cable Act (Married Women’s Act)
• Women ‘s nationality is no
longer
dependent upon husband
1924 - Immigration Quota Act
• Aliens need Visas to immigrate
(issued
at U.S. embassy)
• Visas usually have birth records
attached
1929 - Registry Act
• Arrival records may be created
for
an alien arriving before 1921 and not having proper records (To prove
residency)
1929 - Photograph now required on naturalization documents
1940 - Alien Registration Act (Smith Act)
• All aliens (over age of 14) must
register
at post office (including fingerprinting) – The alien received a “Green
Card”
• The requirement became annual in
1952.
• Files archived as the A-Files
(after
1944)
• All alien files consolidated
under
one Alien Registration Number
The following records may be available at the Bureau of Citizenship
and Information Services -BCIS
• C File - 1906 to 1956 - Naturalization
Records
including:
• Declaration
of
Intention
• Petition for
Naturalization
• Certificate
of
Arrival
•
Naturalization
Certificate:
• OL
Certificate (Issued if person wo was naturalized before 1906 lost
their Certificate and applied for a replacement after
1906)
• Immigrant Visa - 1924 to 1944
• Registry Files - 1929 to 1944
• Alien Registration (AR) Forms - 1940 to 1944
• A-File - 1944 to present - Combined
immigrant
records including:
• Registry Record or Visa
• AR Forms
• Naturalization Records (since
1956)
• Others
8.2.2 Locating Naturalization Records -
After 1906
Three copies of Post-1906 Naturalization Records were made: one was
kept at the court of record, one was forwarded to the Immigration and
Naturalization Service (Now the BCIS) , and one was given to the
applicant..
You can obtain these records by either:
- Contacting the court of record to request a copy.
- See Section 8.1.2 for suggestions on location these
records. Also,
see Table 1 which lists the present
location of the naturalization records for most of the courts for New
York
and New Jersey. You can contact these courts to locate the
naturalization
records.
- Researching records of the US District Courts (and some other
courts such as the New York City courts) at the National
Archives. Table 1 lists the
records available at National Archives for the New York and New Jersey
District and Circuit Courts.
- Request copies of the records from the the Bureau of Citizenship
and Information Services -BCIS (Formally the Immigration and
Naturalization Service) You can request copies of these
records
from the BCIS under the Freedom of Information Act (FOIA).
You
may be billed for the copies. To do this, you can request a Freedom
of Information Act Form G-639 from the BCIS by:
The request should adequately describe the specific records sought
as discribed above: (e.g., C-Files, Visa, Registry, Alien
Registration
(AR), and A-Files) to enable to INS to conduct a search. The
minimum
information required is:
- The alien's full name (with other alternate names or spellings)
- The date and place (country) of birth.
- If the person is still alive, you need his consent. If he
is
dead, proof of death is required.
Other useful information includes:
- Name at time of entry into the U.S.
- Alien Registration Number
- Petition Number
- Etc.
You may submit this application to the
INS office nearest your place of residence, attention "FOIA/PA.
To find the nearest BCIS office, go to: http://uscis.gov/graphics/fieldoffices/statemap.htm
or mail to:
BCIS Freedom of Information
2nd Floor, ULLB
425 I Street, NW
Washington DC 20536
For immigrants who had dealings with the INS after about 1955 to
1960, the Alien Files (A-files) were filed in District Offices
throughout the U.S.
In this case, it may expedite a reply if you forward your request to
the
INS district office in possession of the desired A-File (probably
closest
to where the immigrant lived). To find the address of the BCIS
District
offices, go to http://uscis.gov/graphics/fieldoffices/statemap.htm
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8.3 Naturalization Records on the
Internet
8.3.1 General Information
& Databases on the Internet
The Olive Tree Genealogy -
Naturalization Records in the USA
http://naturalizationrecords.com/usa
Most comprehensive collection of links to online (and offline)
naturalization records in each state and county. A good place to
start
looking for records in any county in any state. Search this large
(and
somewhat confusing) site by skipping down to the absolute bottom of the
page (past all of the advertising) to the list of links entitles “state
choices” and selecting the state that you are interested in.
Finding US Naturalization Records - a
genealogy guide
http://home.att.net/~wee-monster/naturalizationrecords.html#online
Comprehensive collection of links to online (and offline)
naturalization records
LDS Family History Library
Catalog - Use Place Search for the County and State of interest:
Then look under Naturalization and Citizenship.
http://www.familysearch.org/eng/Library/FHLC/frameset_fhlc.asp
8.3.2 Local NY/NJ
Naturalization Databases on the Internet
Ancestry.com Passenger
and Immigration database (fee based service) — Includes:
New York County Supreme Court Naturalization Petition Index
1907-24 - and other databases.
Go to: http://www.ancestry.com/search/rectype/default.aspx?rt=40
for complete list of all included databases.
Southern District Court of NY
Naturalizations 1906 - 1959
http://www.italiangen.org/southern.stm
Index To Brooklyn Naturalization
Records 1907-1924
http://www.jgsny.org/kingsintro2.htm
Bronx County Naturalization Records
1914 - 1932 (Declaration of Intentions to 1952)
http://www.italiangen.org/bronx.stm
Military Naturalizations for
following military facilities
http://www.italiangen.org/military.stm
World
War I
Aviation Field #2
Camp Mills
Camp Dix
Camp Upton
Fort Slocum |
World
War II
NY Eastern District
NY Southern District * |
Korean
War
NY Eastern District
NY Southern District* |
|
*Also at Ancesrty.com |
*Also at Ancesrty.com |
Nassau County , NY Naturalizations
1899 - 1986
http://www.italiangen.org/nassau.stm
Suffolk County, NY Naturalizations
1853-1990
http://www.italiangen.org/suffolk.stm
Rockland County, NY
Naturalization Records 1836 - 1991
http://ftp.rootsweb.com/pub/usgenweb/ny/rockland/court/naturalizations
Westchester County, NY Naturalization
Records, 1808-1927
http://www.westchestergov.com/wcarchives/Naturalization_Records.htm
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Copyright (c) Arnold H. Lang